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Impact of the Centers for Disease Control's HIV Preexposure Prophylaxis Guidelines for Men Who Have Sex With Men in the United States
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"Implementation of CDC guidelines for PrEP would result in significant and sustained declines in HIV prevalence and incidence among MSM in the United States, according to our modeling study. This assumes fixed sexual behaviors, clinical care utilization patterns, and other factors potentially influencing HIV transmission dynamics that could potentially reduce the prevention benefits of PrEP. Under the 3 behavioral indications for PrEP within the guidelines, 40% coverage of indicated MSM, and 62% high adherence, 1162 new infections would be averted per 100 000 person-years at risk, representing 33% of cases expected over the next decade. This study therefore provides strong support for the CDC HIV prevention guidelines from a modeling framework."
"Results. At 40% coverage of indicated MSM over the next decade, application of CDC guidelines would avert 1162 infections per 100 000 person-years, 33.0% of expected infections. The predicted NNT for the guidelines would be 25. Increasing coverage and adherence jointly raise the PIA, but reductions to the NNT were associated with better adherence only."
"In conclusion, PrEP provides a fundamental new opportunity in HIV prevention among MSM in the United States, where condoms and other behavioral methods of risk reduction have been inconsistently or insufficiently used. The benefits of PrEP in reducing HIV incidence in the next decade will require sustained uptake and high adherence among MSM at risk of infection through their networks of sexual partnerships. Because the levels of PrEP use among MSM has been low to date, further research and implementation efforts are needed to clarify the long-term effectiveness of PrEP as part of a comprehensive HIV prevention plan. That prevention plan should continue to stress the importance of existing risk-reduction strategies, such as condom use, along with PrEP for MSM as indicated. Our study confirms that the indications for PrEP use in the CDC guidelines strike a good balance with respect to intervention impact and efficiency and should be used by clinicians in determining their prescriptions. Under these conditions, PrEP could reduce new infections by one-third over the next decade."
"In response to these trial results, the US Food and Drug Administration approved a label indication for the prescription of Truvada for PrEP among uninfected persons at high risk of infection [6], and the Centers for Disease Control and Prevention (CDC) subsequently released guidelines for its use in clinical practice [7]. In these guidelines, PrEP is indicated for MSM who are at "substantial risk" of infection, defined primarily by 3 behavioral criteria: unprotected (ie, condomless) anal intercourse (UAI) in HIV status-unknown monogamous partnerships, UAI outside a monogamous partnership, and anal intercourse (AI) in a known-serodiscordant partnership. Sexually transmitted infection diagnoses, another criterion, are considered biological indications of risky sexual activity. For each criterion, clinicians should query these indications over the prior 6 months; any events during that "risk window" trigger a possible indication for PrEP. The CDC supports PrEP use as part of a comprehensive prevention plan that includes other biomedical and behavioral prevention strategies."
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Impact of the Centers for Disease Control's HIV Preexposure Prophylaxis Guidelines for Men Who Have Sex With Men in the United States
Journal of Infectious Diseases Advance Access published July 14, 2016
Samuel M. Jenness,1 Steven M. Goodreau,4 Eli Rosenberg,1 Emily N. Beylerian,5 Karen W. Hoover,3 Dawn K. Smith,3 and Patrick Sullivan1,2
Departments of 1Epidemiology, and 2Global Health, Emory University, and 3Division of HIV/AIDS Prevention, Centers for Disease Control and Prevention, Atlanta, Georgia; 4Department of Anthropology, and 5Center for Studies in Demography and Ecology, University of Washington, Seattle
http://jid.oxfordjournals.org/content/early/2016/07/12/infdis.jiw223.full
Abstract
Background. Preexposure prophylaxis (PrEP) is effective for preventing human immunodeficiency virus (HIV) infection among men who have sex with men (MSM) within trial settings. Population impact will depend on clinical indications for PrEP initiation, coverage levels, and drug adherence. No modeling studies have estimated the impact of clinical practice guidelines for PrEP issued by the Centers for Disease Control and Prevention (CDC).
Methods. Mathematical models of HIV transmission among MSM were used to estimate the percentage of infections averted (PIA) and the number needed to treat (NNT) under behavioral indications of the CDC's PrEP guidelines. We modeled the contribution of these indications while varying treatment coverage and adherence.
Results. At 40% coverage of indicated MSM over the next decade, application of CDC guidelines would avert 1162 infections per 100 000 person-years, 33.0% of expected infections. The predicted NNT for the guidelines would be 25. Increasing coverage and adherence jointly raise the PIA, but reductions to the NNT were associated with better adherence only.
Conclusions. Implementation of CDC PrEP guidelines would result in strong and sustained reductions in HIV incidence among MSM in the United States. The guidelines strike a good balance between epidemiological impact (PIA) and efficiency (NNT) at plausible scale-up levels. Adherence counseling could maximize public health investment in PrEP by decreasing the NNT.
The efficacy of daily oral antiretroviral preexposure prophylaxis (PrEP) for the prevention of human immunodeficiency virus (HIV) infection was established in several randomized controlled trials (RCTs), including the iPrEx study that tested the tenofovir disoproxil fumarate and emtricitabine formulation among men who have sex with men (MSM) [1]. Intent-to-treat analyses estimated a prevention benefit of 44%, with efficacy at 73% among those with high self-reported adherence and 92% among those with serum-detectable drug levels [2]. Poor adherence had been a problem in establishing efficacy of PrEP in some RCTs [3], but subsequent demonstration studies have found stronger adherence in open-label settings [4, 5].
In response to these trial results, the US Food and Drug Administration approved a label indication for the prescription of Truvada for PrEP among uninfected persons at high risk of infection [6], and the Centers for Disease Control and Prevention (CDC) subsequently released guidelines for its use in clinical practice [7]. In these guidelines, PrEP is indicated for MSM who are at "substantial risk" of infection, defined primarily by 3 behavioral criteria: unprotected (ie, condomless) anal intercourse (UAI) in HIV status-unknown monogamous partnerships, UAI outside a monogamous partnership, and anal intercourse (AI) in a known-serodiscordant partnership. Sexually transmitted infection diagnoses, another criterion, are considered biological indications of risky sexual activity. For each criterion, clinicians should query these indications over the prior 6 months; any events during that "risk window" trigger a possible indication for PrEP. The CDC supports PrEP use as part of a comprehensive prevention plan that includes other biomedical and behavioral prevention strategies.
The guidelines' criteria were devised based on analyses of RCT data [8]. However, persons eligible for and willing to participate in RCTs may not represent the broader target population for interventions [9]. Public PrEP programs also may not replicate the extensive ancillary risk reduction and adherence counseling components within research settings [10]. It is therefore critical to understand the impact of different schemes for targeting PrEP on population-level HIV incidence. Mathematical models provide one approach to estimating PrEP impact [11, 12], but PrEP models of MSM to date have modeled uptake schemes that differ from the CDC guidelines [13] or use static modeling approaches that do not represent MSM sexual partnerships relevant for the guidelines' behavioral indications [14]. A model-based investigation of the CDC guidelines will be helpful for state and local public health officials seeking to estimate the impact of including PrEP within a comprehensive HIV prevention plan.
In this study, we model HIV transmission dynamics among MSM to estimate the proportion of infections averted, the number needed to treat (NNT) with PrEP to prevent 1 new infection, and related epidemiological outcomes after implementing PrEP according to the CDC guidelines. The goal is to quantify reductions in incidence associated with individual guideline indications, separately and jointly, and to explore the impact of varying conditions of coverage and adherence patterns during the next 10 years.
DISCUSSION
Implementation of CDC guidelines for PrEP would result in significant and sustained declines in HIV prevalence and incidence among MSM in the United States, according to our modeling study. This assumes fixed sexual behaviors, clinical care utilization patterns, and other factors potentially influencing HIV transmission dynamics that could potentially reduce the prevention benefits of PrEP. Under the 3 behavioral indications for PrEP within the guidelines, 40% coverage of indicated MSM, and 62% high adherence, 1162 new infections would be averted per 100 000 person-years at risk, representing 33% of cases expected over the next decade. This study therefore provides strong support for the CDC HIV prevention guidelines from a modeling framework.
The models in this study explicitly represented the CDC guidelines' behavioral indications for MSM based on the unique aspects of their dynamic sexual partnership networks, using robust statistical and mathematical modeling methods [17, 19]. The complex structure of main, casual, and one-time sexual MSM partnership networks in which HIV infection risk occurs contributes to the high prevalence of HIV among MSM in the United States [18] and will be critical to target for any intervention seeking to mitigate that epidemic [20].
Each of the behavioral indications for the guidelines resulted in substantial averted infections in our model, but some more than others. For conditions 1 (UAI in monogamous status-unknown partnerships) and 2 (UAI outside monogamous partnerships), we found important differences in prevention benefits based on the indication definition, with the "clinical" versions (conditions 1b and 2b) each averting nearly twice the infections as their corresponding "literal" versions (conditions 1a and 2a). The clinical versions are therefore recommended because of their optimal performance. Targeting MSM with any AI in known-serodiscordant partnerships (condition 3a) prevented more infections than limiting prescription to those specifically with condomless AI in those partnerships (condition 3b), consistent with the guidelines' indication of any AI [7].
The single greatest contributor to overall incidence reduction in the joint scenario models was coverage level, the fraction of the population with behavioral indications who started PrEP. Achieving sustained high coverage will be challenging, owing to losses at each step of the "PrEP continuum." [32] Addressing gaps in access to HIV testing and other clinical settings in which PrEP assessment and prescription occur is critical in linking PrEP availability to uptake. Adherence to PrEP after initiation is the other component contributing to its success. Our base scenarios used a heterogeneous adherence profile based on a recent PrEP demonstration project of MSM [29]. Open-label studies such as ours and others [5] have shown greater adherence than in blinded trials [1], yet both types of studies may not reflect the long-term adherence patterns of MSM outside study settings and throughout their sexual lifetimes. Our sensitivity analyses included a broad range of adherence scenarios reflecting possibilities over the next decade.
Intervention targeting generally requires a trade-off between epidemiological impact (eg, PIA) and efficiency (eg, NNT) [33]. Analyses of iPrEx findings suggested that targeting PrEP more broadly (to persons with any UAI) would prevent many more infections than targeting a high-risk group, but at low efficiency (NNT approaching 100) [8]. Yet those analyses and static transmission models were unable to account for the downstream prevention effects of PrEP, wherein the benefits accrue from both direct PrEP use and indirect community-level protection over time.
Accounting for indirect effects can substantially improve the efficiency of PrEP, lowering the NNT by 50%-100% compared with estimates from models with direct effects only [14]. Although a formal economic analysis is outside the scope of this study, the increased efficiency predicted by our findings will translate into a higher cost-effectiveness for PrEP. Our epidemiological model results may be incorporated into a cost-effectiveness analysis, as others have done [34]. Overall, taking into account the direct and indirect effects, implementing PrEP based on the indications in the CDC guidelines strikes a good balance between impact and efficiency according to our study, with 33% of infections averted and an NNT of 25.
Finally, our study highlights the critical role of adherence for both effectiveness and efficiency. Across all levels of coverage, increasing the proportion of MSM receiving PrEP who are highly adherent will strongly effect the efficiency of PrEP: the NNT could be reduced from approximately 50 with poor adherence to 20 with optimal adherence. Increasing adherence to that degree will be a challenge, requiring high-quality adherence counseling [35], but will yield substantial public health cost savings in scaling up PrEP for MSM in the United States [36]. Ongoing research is investigating mobile technologies and care coordination models for improving PrEP adherence under daily dosing schedules [37, 38], and event-based dosing and long-acting PrEP formulations may provide alternative approaches to the challenge of long-term adherence [39].
This study has 4 key limitations. First, we modeled the core behavioral indications in CDC's guidelines for PrEP use by MSM, but not the sexually transmitted infection diagnosis component. This would involve modeling the transmission of multiple non-HIV infections, including their biological interactions with HIV. This was outside the scope of the current models, but it is planned for future research. Although diagnoses of sexually transmitted infections may be important to consider as independent risk factors for HIV infection [5], they are also typically used in practice as indicators of behavioral risk more objective than self-reports; these behaviors were already well captured in our model. Second, our models assume unbiased recall of sexual behaviors and reporting of those behaviors to clinicians prescribing PrEP. To the extent that behaviors would be underreported [40], this could overestimate PrEP performance. Third, many of the underlying sexual behaviors, the basis of the modeled PrEP indications in these models, have been parameterized from 2 studies on MSM in Atlanta. Although risk behaviors of MSM in these studies were similar to broader national data [41], the generalizability of our models to the larger population of MSM in the United States is unknown.
In conclusion, PrEP provides a fundamental new opportunity in HIV prevention among MSM in the United States, where condoms and other behavioral methods of risk reduction have been inconsistently or insufficiently used. The benefits of PrEP in reducing HIV incidence in the next decade will require sustained uptake and high adherence among MSM at risk of infection through their networks of sexual partnerships. Because the levels of PrEP use among MSM has been low to date, further research and implementation efforts are needed to clarify the long-term effectiveness of PrEP as part of a comprehensive HIV prevention plan. That prevention plan should continue to stress the importance of existing risk-reduction strategies, such as condom use, along with PrEP for MSM as indicated. Our study confirms that the indications for PrEP use in the CDC guidelines strike a good balance with respect to intervention impact and efficiency and should be used by clinicians in determining their prescriptions. Under these conditions, PrEP could reduce new infections by one-third over the next decade.
RESULTS
Table 2 provides the primary results for each behavioral indication and the joint union of those indications, assuming 40% coverage of indicated MSM and 62% high adherence among those covered. Implementing PrEP consistent with CDC guidelines under these assumptions resulted in a monotonic decline in HIV prevalence and incidence. Under the best-performing joint scenario for the guidelines' indications (scenario J2), PrEP would avert 33% of new infections among MSM over the next 10 years. This would require treating 25 uninfected MSM for 1 year per infection averted.
Figure 1 shows the cumulative PIA based on this J2 scenario over 10 years. The PIA was lower at the introduction of PrEP, with rapid, nonlinear growth as PrEP-naive MSM started PrEP at their regular HIV testing visits. The PIA continued to grow, more linearly, over the decade as infections were averted through both the direct prevention benefit of PrEP among the current users and the indirect benefit to the population by lowering community HIV prevalence (the "downstream" prevention effect).
As shown in Figure 2 and Table 2, each behavioral indication in the guidelines had a unique contribution to this overall impact. Condition 1, targeting UAI in status-unknown monogamous partnerships, yielded a lower PIA than the other 2 conditions. Condition 2, targeting UAI outside monogamous partnerships, would prevent 13%-23% of infections, depending on the definition of monogamy. PrEP indications for UAI in non-main partnerships (condition 2b) yielded a higher PIA but also a higher NNT than the concurrency-based definition (condition 2a); the former was more prevalent but a lower-risk activity than the latter. Condition 3 had the best efficiency (lowest NNT) of any indication but a relatively low PIA for similar reasons. For the joint conditions reflecting the full scope of the guidelines, the J2 scenario that combined individual conditions 1b, 2b, and 3a averted the most infections. Given the optimum performance of J2 in these simulations, we used it as the indication variant for the sensitivity analyses on 2 key model assumptions: coverage and adherence.
In Table 3, the sensitivity analyses for coverage assumed the base adherence level (61.9% as highly adherent), whereas the sensitivity analyses for adherence assumed the base coverage level (40%). Both factors modified how PrEP decreased HIV incidence among MSM. Coverage of 10% would prevent only 11% of infections, whereas coverage of 90% would prevent 50% over 10 years. Similarly, increasing adherence among MSM with 40% coverage lowered incidence and increased the PIA (from 33% to 40% if 90% of MSM were highly adherent). Under less optimistic scenarios, poor adherence reduced the PIA by circulating PrEP prescriptions among men who did not receive a pharmacological benefit. The left panel of Figure 3 shows the interaction between adherence and coverage for the PIA along a continuous gradient. At low coverage levels (<30%), improving adherence has only a marginal impact on the PIA, whereas at higher coverage (>50%) the combined effects become linear in their interaction.
Varying coverage and adherence also differentially modified the efficiency of PrEP, measured by the NNT. Increasing or decreasing coverage had minimal impact on the NNT, which averaged 24-27 across all coverage levels; this was because the NNT was a measure standardized to coverage as a function of person-years on PrEP. This contrasts with adherence, because greater adherence was associated with a lower NNT. The right panel of Figure 3 depicts this finding; the contour bands are horizontally oriented, indicating that increasing adherence, but not coverage, will reduce the NNT. The efficiency of PrEP was lower with lower adherence, because more person-time on PrEP was diluted among men who received no prevention benefit.
Table 3 also shows that increasing the length of the risk assessment window during diagnostic HIV testing visits, from 6 to 12 months, had a minimal impact on the PIA (increase from 33% to 36%). The PIA increased only marginally because sexual behavior was temporally autocorrelated. Initiating PrEP for MSM with less frequent risk indications would avert further infections, yet assessment over this longer interval increased the NNT from 25 to 27, because PrEP uptake would occur among MSM who were at lower risk.
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